About Humanless

Your Partner in Streamlined RIA Compliance through AI Automation.

Why We Started Humanless

Compliance doesn't have to be a bottleneck. We saw firsthand the challenges growing RIAs face – valuable time lost, rising costs, and significant risks tied to complex regulations. Humanless was founded to change that.

We believe powerful, practical AI automation can transform this burden. We bridge the gap for small and mid-sized firms, leveraging cutting-edge tech tailored to solve your most pressing compliance pain points, freeing you to focus on clients and growth.

Our Mission

To empower small and mid-size RIAs to navigate complex regulatory requirements efficiently and confidently through specialized, practical, and integrated AI-driven compliance automation solutions. We aim to reduce risk, save time, and allow RIAs to focus more on their clients and growth.

Our Vision

To foster a future where compliance is seamlessly integrated and technology-augmented, allowing RIAs of all sizes to thrive securely and focus on delivering exceptional value to their clients.

What We Do: Targeted AI Solutions

Humanless delivers specialized consultancy and implementation, automating high-impact compliance workflows with AI integrated into your processes. Our core focus includes:

Compliance Recordkeeping & Retrieval (Rule 204-2)
Code of Ethics & Personal Trading Monitoring (Rule 204A-1)
Client Onboarding Compliance Checks
Marketing & Advertising Review (SEC Marketing Rule)
Regulatory Filing Preparation Assistance (Form ADV)

Focused Expertise for Your Firm

Our expertise is laser-focused on the needs of Small to Mid-Size Registered Investment Advisors (RIAs) across the United States (SEC or state-registered). We understand the unique challenges of firms typically ranging from 1 to 100 employees. We partner closely with CCOs, Principals, and Operations Managers to deliver practical, impactful AI solutions.

Our Approach: Your Strategic Partner

Collaborative: We start by listening intently to understand your specific challenges, workflows, and goals.

Tailored: Solutions are configured to your firm's unique policies, procedures, and existing tech stack (especially CRM integration).

Practical: We focus on automating the *most* time-consuming and highest-risk tasks first for tangible ROI.

Integrated: Our goal is seamless integration, minimizing disruption and enhancing your current operations.

Transparent: We prioritize solutions where you understand how the AI assists and maintain control via human oversight and validation.

Supportive: We provide training and ongoing support to ensure you maximize the value of your automation investment.

Getting Started is Simple & Smooth

1

Initial Contact (Your Choice)

Email Us, Call Us, use our Contact Form, or Schedule Directly online.

2

Discovery Call (Understand & Align)

A brief virtual meeting (typically 30 minutes) to discuss your needs.

3

Tailored Proposal (Clear Path Forward)

If it's a good fit, we provide a clear proposal with scope, timeline, pricing, and expected ROI.

4

Implementation & Integration (Seamless Setup)

We handle setup, configuration, integration, and training.

5

Ongoing Partnership & Support (Your Success)

We provide ongoing support and check-ins.

Why Partner with Humanless?

RIA Compliance Specialists

Solely focused on AI for RIA compliance.

Small/Mid-Size Firm Focus

Designed for your needs and budget.

Practical AI Application

Proven tools for tangible results.

Risk Reduction Focus

Mitigating compliance risk effectively.

Efficiency Experts

Targeting time-draining bottlenecks.

Collaborative Partnership

Augmenting your capabilities.

Ready to Simplify Your Compliance Journey?

Let's explore how Humanless AI can empower your RIA. Schedule a brief, no-obligation discovery call today.